02-27-2021, 11:39 AM
SEC’s Division of Examinations issues Risk Alert on digital assets
<p style="float:right; margin:0 0 10px 15px; width:240px;"><img src="https://images.cointelegraph.com/images/840_aHR0cHM6Ly9zMy5jb2ludGVsZWdyYXBoLmNvbS91cGxvYWRzLzIwMjEtMDIvZGRhNDZjNWItOTJkMS00ZmNhLTgzNDQtZmJlMWY4MGUxNjRkLmpwZw==.jpg"></p><p>The Risk Alert seemed to take particular aim at broker-dealers, who have been "inadequate" in their AML compliance.</p>
https://cointelegraph.com/news/sec-s-div...assetsKind Regards R
<p style="float:right; margin:0 0 10px 15px; width:240px;"><img src="https://images.cointelegraph.com/images/840_aHR0cHM6Ly9zMy5jb2ludGVsZWdyYXBoLmNvbS91cGxvYWRzLzIwMjEtMDIvZGRhNDZjNWItOTJkMS00ZmNhLTgzNDQtZmJlMWY4MGUxNjRkLmpwZw==.jpg"></p><p>The Risk Alert seemed to take particular aim at broker-dealers, who have been "inadequate" in their AML compliance.</p>
https://cointelegraph.com/news/sec-s-div...assetsKind Regards R
